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Formalism and New Criticism


Text-dependent Reading Theories

Reader-Response Theory attempts to describe the text-reader relationship and asserts that meaning is constructed outside this relationship from the input of both author and reader.

As a reaction to the Reader-Response Theory, beginning in the late 1960s, some reading researchers, philosophers, and especially university English professors began to advocate a different theory about the author-reader relationship that has come to be known as Formalism (or New Criticism). Proponents of Formalism argue that the author’s text should be read as is and in its own context apart from outside influences, such as the author’s background, motives, and biases and reader’s feelings, experiences, and interpretations. Many in this school of thought believe that the accurate meaning of the text may only be discovered if all subjective influences are ignored.

Many formalists especially rail against the more extreme views within the reader-response camp. They would argue that a reader-centered transaction permits the reader to make the text say anything that they want it to say. Far from the no right answer approach of some reading-response theorists, they would argue that there are right and wrong interpretations of the author’s text. After all, it is the author’s text, not the reader’s text. Teachers should ask, “What does the text mean here?” Not “What does the author mean here and why did she say this?” And certainly not “How does this text relate to your own life and make you feel?”

Other formalists, such as Cleanth Brooks, has argued that Reader-Response Theory and Formalism (New Criticism) complement one another. For instance, he stated, “If some of the New Critics have preferred to stress the writing rather than the writer, so have they given less stress to the reader—to the reader’s response to the work. Yet no one in his right mind could forget the reader. He is essential for ‘realizing’ any poem or novel. . .Reader response is certainly worth studying.” However, Brooks tempers his praise for the reader-response theory by noting its limitations, pointing out that, “to put meaning and valuation of a literary work at the mercy of any and every individual [reader] would reduce the study of literature to reader psychology and to the history of taste” (https://en.wikipedia.org/wiki/New_Criticism).

The Formalist Theory has gained traction in American schools since the advent of the Common Core State Standards. Even Mortimer Adler’s old close reading strategy

Close Reading

Close Reading: Don’t Read Too Closely

has regained popularity. For those of you not familiar with this approach, close reading it is a reading strategy which focuses on text-dependent reading and analysis.


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The Teaching Reading Strategies (Intervention Program) is designed for non-readers or below grade level readers ages eight–adult. This full-year, 55 minutes per day program provides both word recognition and language comprehension instructional resources (Google slides and print). Affordable, easy-to- teach, and science of reading-based, featuring the Sam and Friends Phonics Books–decodables designed for older students. The word recognition activities and decodables are also available as a half-year option in The Science of Reading Intervention Program.


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